FINRA
Entry point to the securities industry. Required before any FINRA principal exam. No sponsoring firm needed.
44% of exam · 3 sections
31% of exam · 3 sections
9% of exam · 3 sections
The Securities Industry Essentials (SIE Exam) is administered by FINRA, with roughly ~100,000/yr candidates sitting it. The exam has 75 questions and a 1 hour 45 minutes time limit, and you need 70% to pass. Entry point to the securities industry. Required before any FINRA principal exam. No sponsoring firm needed.
AskBoudin covers all 4 exam areas with an AI tutor and unlimited AI-generated practice questions. Start free — the first chapter is on us. Study at your own pace and take full-length mock exams that mirror the real SIE Exam weighting.
How many questions are on the SIE Exam exam?
The Securities Industry Essentials has 75 questions and a 1 hour 45 minutes time limit. AskBoudin generates unlimited fresh practice questions across all 4 exam topics, so you never run out of material.
What score do I need to pass the SIE Exam?
You need 70% to pass the Securities Industry Essentials, administered by FINRA. Our AI-generated mock exams mirror the real weighting so your practice scores track your readiness.
What topics does the SIE Exam cover?
The exam covers 4 areas: Knowledge of Capital Markets, Products & Their Risks, Trading, Accounts & Prohibited Activities, Regulatory Framework Overview. Each is weighted toward the real exam blueprint.
Is SIE Exam prep free to start?
Yes. The first chapter is always free — study with the AI tutor and take practice questions before paying anything.
How does the AI tutor help me pass the SIE Exam?
Ask the tutor any concept in plain English and get an instant explanation, then generate a fresh practice set on the same topic. It is available 24/7, so you are never stuck waiting for an instructor.
Aligned to the FINRA SIE content outline.
Quick-reference summaries for each SIE Exam topic — key facts, formulas, and rules at a glance. Free to read.